Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information {that a} current research has discovered that many small- and mid-sized advisory companies that use “supported independence” platforms for his or her know-how and back-office wants, have the potential to see higher progress within the … Read more
Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that buyer arbitration claims associated to the SEC’s Regulation Finest Curiosity (Reg BI) almost doubled between 2022 and 2023, suggesting that higher consciousness amongst traders of the elevated requirements for broker-dealers and their registered representatives … Read more
In its most up-to-date report on U.S. Advisor Metrics, Cerulli Associates predicts that 37.5% (or practically 110,000) of economic advisors will retire over the following 10 years. And given the business’s ongoing evolution away from being primarily sales-based and in the direction of a extra sturdy occupation pushed by deeper service fashions and long-term consumer/advisor … Read more
Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information {that a} current survey suggests Individuals are more and more prioritizing work-life stability over larger salaries, with 2/3 of respondents indicating that they’d slightly work at a job that they beloved slightly than a job … Read more
Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that RIA purchasers of an insurance coverage dealer offering Errors & Omissions (E&O) protection noticed a 213% enhance in claims paid in 2023, attributed to important jumps in suitability claims (doubtless stemming from the 2022 … Read more
